Honor's College Proposal, 2004-2005

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COLLEGE OF ARTS AND
SCIENCES
Proposal:  Honors College
“The College within the College”
Joan Wick-Pelletier, Dean
College of Arts and Sciences
February 18, 2005
College of Arts and Sciences 
Honors College Proposal
“The College within the College”
I. Introduction and Rationale
The College of Arts and Sciences came into existence a decade ago entrusted with several
primary missions. Many of these have been articulated in the College’s first Strategic 
Plan, adopted in November of 2003, in which the College stated its intention to build on 
strengths, to promote faculty teaching and research, and to pursue defined initiatives. The
proposed Honors College, “the College within the College”, quickly emerged as a focal 
point and first recommendation of the Plan, an initiative that would create an identity for 
the College, promote its strengths, and build its reputation—and that of the University—
both on and off campus. After extensive deliberation, the members of the Honors College
Task Force developed the current proposal (for membership, see Appendix A).  The 
formation of an Honors College at the University at Albany promises to be the signature 
event on which we can extend and consolidate the traditional cornerstones of teaching, 
research, and public service. 
By virtue of its involvement in many educational and research initiatives within the 
University, the College has succeeded well in its role as a provider of quality liberal arts 
and sciences education.  Curricula outside of Arts and Sciences are built on the teaching 
our faculty perform and rely upon the high quality of that preparation. The Honors 
College builds upon and enhances that preparation. In their first two years, all students 
will be encouraged not only to think in interdisciplinary terms but also to understand the 
richness that only a University Center here in Albany can provide.  In upper years Honors
students will find receptive homes in our departments, where they will continue to be 
challenged to pursue their intellectual, artistic, and cultural experiences. Students who 
wish to major in programs outside of the College will proceed to these all the better 
prepared for having had a two-year experience in the Honors College. 
The Honors College initiative provides a vehicle for the College of Arts and Sciences to 
promote its undergraduate programs in a way as yet underdeveloped. The potential has 
always been here in its faculty and curricula, but the College has not had the means by 
which to serve the University and its constituents in meeting the University’s strategic 
goals and objectives. Given its historic place in higher education, Arts and Sciences 
should be a strong draw for bright students here at Albany. It is now time to harness and 
to assert the quality and stature of our undergraduate education, especially in the first two
years, so that we have a central purpose in the recruitment and retention of more of the 
students who are highly motivated.  By engaging tenure-track faculty in contact with 
undergraduates in their first two years, the College sees unity and increasing faculty 
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satisfaction as parallel dividends. The potential for improving recruitment and retention 
of students is great.
The proposal to establish an Honors College in the College of Arts and Sciences comes at
a challenging moment for the University. In the midst of a climate of fiscal constraint, the
University is moving forward with plans to increase enrollment and to recruit more of the
better students to its classrooms. In the competitive environment of New York State, 
reasonable opportunities for growth are at a premium. The situation we face requires our 
doing things differently, that we promote the University with an additional opportunity. 
Our motivation parallels Einstein’s thought: “The significant problems we face today 
cannot be solved at the same level of thinking we were at when we created them.” 
The College feels confident that the time is at hand to develop this concept. The several 
factors above taken together speak to the University’s concerns for intellectual integrity, 
student satisfaction, and quality of instruction. In the competitive arena in which we exist 
we should take advantage of the University at Albany’s venerable traditions for teaching, 
research, and public service as we create on-campus, high-quality living and learning 
environments.  With the faculty support witnessed to date and with the activities already 
in place, Honors students will be able to see their academic experiences extending from 
CAS classrooms to other classrooms and to life on campus and beyond.
The University needs a signature program that will appeal to students and donors alike.  
The “College within the College”, unique among SUNY Centers in many of its aspects, is
such a program. The more we can do to secure a reputation for high standards in 
intellectual pursuits and achievements, the better we are all served. Given the projected 
enrollment targets the University has set for itself, and given the projected decline of high
school students graduating from New York State high schools in two years (see 
Appendix B), we feel that we cannot afford not to do this now.
II. Overview
While a fuller rationale can be found in Appendix C, the overview of the Honors College 
resonates the original recommendation made in the College’s Strategic Plan of 2003.  
Under the aegis of an Honors College in the College of Arts and Sciences, we can offer 
students engaged learning with our regular faculty, provide an integrated intellectual 
experience within an academic unit, realize possible efficiencies due to scale and 
deployment of resources, promote the links between the Honors College and 
departmental honors programs, provide more faculty contact and a greater sense of 
intellectual esprit de corps, and solicit external support for targeted activities through 
fundraising and grant writing.  The points discussed within the following sections speak 
directly to the recommendation by expanding more on what is envisioned and 
incorporating feedback provided from several sources including the Council of Chairs 
and the Faculty Council of the College of Arts and Sciences. This document also reflects 
the formal endorsement of the Faculty Council of the College of Arts and Sciences.
 
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The Honors College will promote the highest of academic standards of excellence and 
academic values including, but not limited to:  

the conscientious seeking of truth

intellectual curiosity and desire for learning

critical thinking and analysis

respect for differences and diversity

creative and original thought
The Honors College will serve our best students by providing them with a challenging 
educational program. It will serve all students by helping to enhance the reputation of 
the University and raise standards across all programs.  It will strengthen our 
effectiveness in recruitment and retention. The Honors College will further promote the
College’s considerable investment in delivering the University’s General Education 
Program.  In addition, the Honors College will dovetail with and accelerate other 
initiatives in the College, including departmental honors programs, new interdisciplinary 
majors, and combined degree programs, while interfacing well with other University 
majors and programs such as Presidential Scholars and Project Renaissance. 
The “College within a College” seeks to provide students with a strong liberal arts and 
sciences experience within a major research university.  Designed as a four-year 
program, it will engage students in a process of inquiry and intellectual discovery through
a series of interdisciplinary core courses, co-curricular seminars and events, and the 
opportunity to engage in creative, original research through their capstone project in a 
departmental honors programs, where students work closely with faculty members. 
Students of the Honors College will also be actively involved in the outside community 
or in the education of their junior peers through a requirement to engage in service 
learning. 
The Honors College will strive to prepare students to be successful in an increasingly 
globalized world, one where the knowledge of a foreign language is an invaluable asset 
and one that greatly enhances career opportunities. Students in the Honors College will 
have the opportunity to further their knowledge of a foreign language through 
participation in its language-enriched option of study. Students availing themselves of 
this option will find that it complements some of the majors in which the College is 
engaged, including the one for an Interdisciplinary Major in Globalization Studies.  
The integration of the curriculum and co-curricular University experiences will be an 
important aspect of the Honors College.  By linking one of the core courses with a theme
semester, students will participate in activities that broaden and enrich their academic 
studies. This experience will acquaint them with the scope of available cultural options 
on campus and nearby to enliven and enhance their entire four years at the University. 
The Honors College will be selective. Thus, participation in the “College within the 
College” will be seen as a mark of distinction and a form of recognition for outstanding 
applicants to the University at Albany.  Upon completion of the program, students will 
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receive a certificate, and a CAS-Honors designation will be noted on their academic 
records. 
The Honors College will promote morale in the College of Arts and Sciences by 
allowing more faculty members to teach highly motivated students in an interdisciplinary,
collegial environment. It will ensure a healthy cohort of excellent students to enrich 
departmental major programs and inspire participation in the University’s wide array of 
departmental honors programs. The Honors College will help to focus searches for new 
College hires by creating position descriptions that speak to the College’s multiple goals 
of rigorous undergraduate teaching, strong graduate programs, and faculty research. 
Finally, the Honors College will be a “signature program” within the SUNY system. 
Unique with respect to its structure and its integration of co-curricular and curricular 
elements, the “College within the College” will provide further evidence of the 
University’s commitment to enrolling more top-level students and enhancing its mission 
as a SUNY Center where undergraduate education and faculty dedication are mutually 
reinforcing.
III. Admissions Criteria and Eligibility
The College of Arts and Sciences will strive for high standards in its Honors College and 
accordingly will seek quality applicants.  On the other hand, it recognizes that small 
differences in entering high school GPA or SAT scores are not always reliable predictors 
of ability, interest, and motivation. The SUNY-designated “Group 1” category contains 
students who have achieved a promising level of excellence in their high school programs
and on their SAT exams (see Appendix D) but is not unduly elite.  Based on experience 
from a pilot project on honors education undertaken by the College during the past two 
years (See Appendix E), which revealed that Group 1 students were as likely to perform 
well at the University and be well motivated independent of their status as Presidential 
Scholars or not, the College has decided that Group 1 students will form the base from 
which students will be invited to apply to the “College within the College”.  
Admission to the Honors College will be selective. Students whose applications to the 
University imply an interest in the full scope of the options and opportunities provided 
for Honors College students will be highly sought.  Further, efforts will be made to 
recruit and maintain a cadre of students who are diverse along a broad continuum of 
student characteristics.
Other aspects of the proposed admission and eligibility criteria and process: 

The Honors College will initially target an enrollment of approximately 100 
entering students.  In subsequent years, enrollment may be increased if resources 
permit. 

The Honors College will allow qualified students to apply after the completion of 
their first semester or first full year of study at the University at Albany, if space 
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permits, to encourage further enrollment of excellent students.

The Honors College will welcome applications from qualified transfer students 
who have completed 30 or fewer credits upon entering unless they have 
participated in an Honors College (or equivalent) in another institution, in which 
case the 30-credit limit may be waived.  

Honors students will be required to achieve and maintain an overall GPA of 3.25 
or better to remain in good standing, students. A grace period of one semester will
be allowed for remediation when warranted.

Prospective Honors students will be urged to apply early given the selective 
nature and limited capacity of the Honors College.

Once admitted, students will be invited to an orientation meeting prior to the start 
of the academic year to familiarize them with the various aspects of the Honors 
College as well as with the physical layout of the University campus.
IV. Academic Program Requirements
The academic program of the Honors College will have four basic components: 

Core Courses

Co-curricular Experience 

Language-enriched Option

Service Learning
We describe these more below.
Core Courses
The Honors College curriculum is designed to promote interdisciplinary thinking and 
active engagement in learning.  A set of four common-core, 4-credit courses (CAS 
Honors 201, 202, 203, and 204) will be offered in order to provide a shared experience.  
Students will be required to complete a total of three of the four core courses, although 
four will be encouraged. Typically, these courses will be taken in the first 2 years of 
study in the Honors College. The nature of these courses is described more fully in the 
next section. 
Co-curricular Experience
Co-curricular opportunities will be an integral part of the Honors College. Many of these 
are described in Section VI. However, the most prominent experience integrating the 
academic program of the Honors College with the co-curricular program is related to the 
linkage of one of the four core courses to a theme semester of the College as described in 
the next section. Each year a different theme semester, accompanied by a course designed
for Honors College students, will be mounted.  Students selecting to enroll in this course 
will be expected to participate in events of the theme semester.
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Language-enriched Option
The language-enriched option of the Honors College will require completion of one 
semester of an intermediate or advanced level of a foreign language, or one full year of a 
new language, or one culture or literature course taught in a language other than English. 
Exceptions, such as those that may relate to students who are native speakers of 
languages other than English, will be considered. 
It is clear that students benefit from a working knowledge of a language other than 
English and that their career prospects are greatly enhanced by this knowledge. Study at 
the University level of a foreign language also nicely complements some of the major 
curricular initiatives the College is engaged in (e.g., the proposed majors in globalization,
film studies, journalism, documentary studies, as well as several existing major 
programs). Thus, students in the Honors College will be strongly encouraged to avail 
themselves of the language-enriched option. Such students will be made aware of study 
abroad opportunities and of the benefits of membership in the national honors society, 
Phi Beta Kappa, which also requires study a foreign language at an intermediate 
university level. The graduation certificate and CAS-Honors designation will indicate the 
completion of the language-enriched option.  
Service Learning
Finally, students will be required to complete at least one semester of  “internship” or 
“service learning” activity that takes them beyond the classroom. This activity will take 
one of the following forms:  

Preceptor,

Community Service Hours,

Supervised Internship.
Thus, Honors students will be helping other students learn, filling a societal need by 
assisting others in the community, or beginning to learn how to apply their academic 
knowledge in a real work environment. Honors College Preceptors will provide 
mentoring and tutorial services to students in a broad range of courses in and outside of 
the Honors College, thus contributing to a more positive academic atmosphere overall. 
Supervised internships and community service experiences may be tied to pre-existing 
courses. 
While not required, honors students will be made aware of and encouraged to take other 
academically stimulating or challenging honors courses already offered by many 
academic departments as well as by the Presidential Scholars program.
V. The Core Courses
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The Honors College curriculum will be designed to promote interdisciplinary thinking 
and active engagement in learning. As an undertaking of the entire College of Arts and 
Sciences, course proposals for the core courses will be solicited yearly from faculty. An 
appropriate committee of the Honors College will review and select courses before 
submitting them for the required governance approval. The aim will be to announce 
courses a minimum of one year in advance of the year they are to be given
The core courses will collectively emphasize writing, interdisciplinary perspectives, and 
ideas and challenges of the 21st century, while also fulfilling General Education 
Requirements. In fact it is hoped that most core courses will fulfill two or more General 
Education Requirements by virtue of their interdisciplinary nature. Team-taught 
proposals will be encouraged so as to complement the interdisciplinary spirit of the 
Honors College curriculum.
It is intended that in any given year (once the program is in its second year of operation) 
the core courses, as a group will reflect ideas in the four basic areas of inquiry (or 
disciplinary perspective as defined by General Education):  humanities, fine arts, social 
sciences, and natural sciences.  The course numbering will be identified by this fact as 
follows: 
CAS Honors 201 – Perspectives from Humanities,
CAS Honors 202 – Perspectives from Fine Arts,
CAS Honors 203 – Perspectives from Social Sciences,
CAS Honors 204 – Perspectives from Natural Sciences.
However, it should be noted that although a focus of each of these core courses lies 
within the domain noted above, these courses should reflect an interdisciplinary approach
that stems from at least one of these main areas of inquiry and should meet the General 
Education learning objectives appropriate to each rubric. Thus, sample course titles may 
include Art in the Modern World (FA, HU); Culture and Society in the 21st Century (FA, 
SS); The Human Mind (HU, NS); Racial Stereotypes and Their Impact Through 
Literature (SS, HU); Art and Design in Nature (FA, NS); and Scientific Discoveries that 
Changed the World (NS, SS), just to name a few. In addition, existing courses in the 
College of Arts and Sciences may be proposed as core courses if they satisfy the above 
attributes.
One of the four core courses will typically be associated with a theme semester (see next 
section). Theme semesters have been a recurring feature of the University and in 
particular of the College of Arts and Sciences for a number of years. They are an ideal 
way of integrating curricular and co-curricular activities that highlight the relation 
between academic learning and cultural knowledge.  The Honors College is in the unique
position of being able to take advantage of this existing tradition. Thus, the College of 
Arts and Sciences proposes to generate and promote a theme semester each year together 
with a course that will serve as core course for the Honors College. The content of the 
course will be integrally connected to the various activities of the semester, providing co-
curricular content to complement the classroom experience. It is hoped that the 
enrichment provided by such complementary activities will be habit-forming for the 
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students of the Honors College and will provide a good example for all students in the 
University. 
Core courses will be delivered in a variety of formats. Preferred course structures include 
(1) one or two common, larger meeting(s) (n = 50 or 100) combined with smaller, weekly
discussion sections (n = 25 to 30) or (2) seminar-styled courses with 25 or fewer students.
Since it is possible that the core courses will be team-taught, the number of collaborating 
faculty members will influence the format of the course.  It is also possible that a specific 
faculty member will agree to teach a given honors course (e.g., CAS Honors 201) in each
of two-three consecutive years, thus adding an element of continuity to the planned 
curriculum. 
VI. Co-curricular Opportunities
Co-curricular and extra-curricular activities will be an important aspect of the Honors 
College. These activities will directly enhance students’ academic and social experiences 
on our campus. We believe that students are looking for a full “University experience” 
when they come to the University at Albany. We hope to enrich that experience by 
introducing students to co-curricular activities that transcend the classroom and provide 
context and depth to what is being learned in class. We hope to expose them to new 
intellectual, cultural, and artistic experiences that will broaden their horizons and be of 
value to them throughout life.
These activities will take a variety of forms and will capitalize on some of the 
outstanding opportunities available to us at the University and in the Capital region. Two 
of the opportunities that are uniquely available on our campus are:

Theme semesters have been offered with some frequency in the University (see 
Appendix F).  All of them have been predominantly College-based, while also 
involving and welcoming campus-wide and community participation. Following a
recommendation in its Strategic Plan, the College of Arts and Sciences is 
initiating a systematic means of soliciting proposals through the College Faculty 
Council for annual theme semesters in cooperation with the Office of the Vice 
President for Academic Affairs, which traditionally helps to finance these 
activities. Students, especially those taking the core course associated with the 
theme semester, will participate in the activities of the semester.

The New York State Writers Institute and the Fine Arts units are wonderful 
resources for co-curricular activities.  The New York State Writers Institute brings
writers of broad interest (e.g., playwrights, novelists, poets, journalism, science 
writers, film writers, etc.) to the campus. Engagement with activities of the 
Writers Institute, including the Friday evening film series, will be encouraged. 
Transportation will be provided to those activities, including the film series that is
held on the downtown campus. Attendance at events sponsored by the fine arts 
departments, the performing Arts Center, and the University Museum will also be 
encouraged. 
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In addition, special lectures and/or presentations will be organized with the interests of 
the current Honors College students in mind. There will be involvement with the Fellows 
of the College, a group that is now being formed also as proposed in the Strategic Plan. 
Attendance at events sponsored by the Athletics Department will be encouraged and 
invitations to special events will be offered whenever possible. Individual departments 
within the College of Arts and Sciences will invite honors students to colloquia and 
seminars, especially as these students enter their majors.  Announcements regarding other
speakers and events sponsored by units across the University will also be disseminated to 
all Honors College students. Honors students may travel to scholarly conferences to 
present their research and engage nationally with other honors students.  
Students will also be invited to participate in fieldtrips. Possible venues may include:  art 
institutes; observatories; museums; State Senate viewings; and architectural and natural 
history sites.  Fieldwork may be part of a student’s creative and research experience 
within a given departmental honors program, as well.  Opportunities for study abroad will
be available and promoted (especially for students in the language enriched option) in 
concert with the University’s Office for International Education and our language 
departments, and discussed with all students thereby strengthening both the programs of 
international study and the Honors College offerings. 
The Honors College will provide leadership opportunities through the creation of an 
Honors College Student Advisory Board or Advisory Council. Other activities may 
include creating and maintaining an Honors College website, producing an Honors 
College newsletter or scholarly student journal, and creating and maintaining an Honors 
College radio program or “web radio” production. Sessions related to career opportunities
and advanced study will be organized.  Additionally, the Honors College will serve as a 
vehicle to assist students seeking nationally competitive scholarships and awards such as 
Rhodes, Marshall, Mellon, and Goldwater Scholarships.
VII. Additional Student Benefits
Through participation in the Honors College, students will be part of a cohort of 
motivated and talented students, emulating the “small liberal arts and sciences college 
experience” and providing a sense of community with each other.  Students will be 
offered proximal housing, an honors lounge or study center, community work areas, and 
special computer facilities including printers, scanners, and the like. Students will enjoy 
priority registration privileges and library-borrowing privileges such as those extended to 
graduate students.
Students in the Honors College will take a combination of special courses  (e.g., core 
courses CAS Honors 201-204) and regular courses. As described earlier the format of the
core courses may vary, but the courses will provide the opportunity for dialogue among 
students and professors through the restricted size of their lectures or through discussion 
groups. Students will also have faculty mentors assigned in consideration with existing 
mentoring programs both early in their tenure and later as they enter a desired major. 
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These mentors should provide both academic advice as well as career orientation 
information to advance a student’s personal and professional development.  
These are but two ways that the Honors College will promote faculty-student interaction. 
We also hope it will be a vehicle to increase such interaction in a social as well as 
academic setting. We expect that faculty members who engage in teaching courses within
the Honors College will interact with students outside of the classroom at various venues 
sponsored by the Honors College.
It is likely that students who are admitted to the Honors College will have qualified for 
funding via one of the various scholarship programs already in existence at the University
at Albany. Funding will also be sought to assist others within the Honors College in 
defraying the costs of tuition whenever possible. The College of Arts and Sciences’ 
Dean’s Advisory Board and the University’s Bold.Vision campaign have identified the 
Honors College as a significant priority for fund-raising, highlighting a naming 
opportunity in addition to student-centered scholarship awards.
Financial resources will be made available to students on a competitive basis to 
participate in research or capstone opportunities, coinciding with our success in the area 
of fundraising for the Honors College. Our efforts to underwrite activities of the Honors 
College will focus on two different areas. Recognition opportunities are being sought to 
provide undergraduates with tuition scholarships and to augment funding for instructional
activities and research.  Efforts are already underway to underwrite the advancement of 
the Honors College through private support, and we believe that there are friends of the 
University and College who wish to promote student success.  To attract more of the 
students who will benefit from this experience, the College will use the interest from the 
endowed scholarships to offset students’ tuition charges.
VIII. Relation of Honors College to Other Programs 
The Honors College will reinforce, enhance, and complement existing programs of 
quality in which students can already participate. It will aspire to raise the level of the 
educational experience for all students and to serve as a conduit for outstanding students 
who choose to complete their degrees in any one of the schools and colleges on our 
campus.
Students engaged in the Presidential Scholars Program, College Scholars Program, and 
Project Renaissance, three well-established programs within the University, are also 
welcome to participate in the Honors College. The programmatic component of the 
Presidential Scholars Program and Project Renaissance engages students only in their 
freshman years and is not mutually exclusive of the Honors College program. In fact the 
Honors College program will provide enrichment for students to participate in both if 
they are interested and qualified. 
We would expect the Honors College core courses to be allowed by Project Renaissance 
to count as a “linked course”. If space permits, the Honors College will open its core 
courses to Presidential Scholars who are not members of the “College within the 
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College” and its co-curricular activities to any students in the Presidential Scholars 
Program, College Scholars Program, and Project Renaissance. In fact whenever possible, 
activities organized as part of the College of Arts and Sciences Honors College will be 
made open to the entire University community. 
Although most entering students are undecided about their major, students who plan to 
major in programs outside of the College of Arts and Sciences will be welcome to apply 
to the Honors College for their first two years if they are interested in the program it 
provides.  They will receive a certificate of completion after fulfilling the core courses of 
the Honors College and completing their second year of study. If they also fulfill the 
enriched- language option, they will have that designation added to their certificate of 
completion. 
The Honors College will be fully invested in facilitating the transition from its first and 
second year program into the programs outside of the College of Arts and Sciences and 
will invite representatives of such programs to speak about their offerings to students 
during their second year. 
IX. Honors College Administration, Budget, and Assessment 
The Honors College will bring together a set of dedicated and enthusiastic faculty, 
students, and staff members with the goal of operating a productive and efficient set of 
courses and co-curricular offerings and providing advisement and mentoring.  Staff 
members who will be dedicated to administering this program may include an Associate 
Dean/Director, a Staff Assistant, and Faculty Advisors and Committee Members from 
among the faculty members within the College of Arts and Sciences.
An Associate Dean is expected to direct the Honors College.  This Director or his or her 
designee will be an ex-officio member of the Academic Programs Committee of the 
Faculty Council and will report to the Dean of the College of Arts and Sciences.  It is 
anticipated that this will be a 12-month appointment within the College of Arts and 
Sciences.  Additional staff support should include a full-time Assistant to the Director or 
an Administrative Assistant of the Honors College.  Faculty will be involved in academic
advising in concert with other advisement areas within the University. In addition, the 
Honors College will include such faculty/administrative committees as needed to select 
core courses, select and admit students, grant awards, advise and mentor students, and 
plan events and activities. 
An estimate of the annual cost of maintaining the Honors College ranges between 
$140,000 and $250,000 (see Appendix G) with the realistic average cost of about 
$200,000.    Some of these costs obviously involve the teaching needs of the Honors 
College.  With the planned increase in undergraduate enrollment, the University 
envisions additional faculty hires will be made, which will facilitate the staffing of the 
honors courses. Recruitment of some of these new faculty members will reflect teaching 
needs in the Honors College as well as those in other programs.  Since the College is 
currently under-staffed by comparison with peer institutions and by faculty-student ratios,
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an investment in faculty lines in the College of Arts and Sciences will be a wise one and 
an avowed goal of senior administrators. The remainder of the expenses will serve to 
provide quality programming for students and ensure that their experiences will lead to 
positive evaluations not only of their Honors College experience, but also of their time 
spent at the University at Albany as a whole.  In addition, there will be modest start-up 
costs to the University associated with the provision of lounge or study space and 
facilities for Honors students envisioned in Section VII.
A periodic review and assessment of the Honors College shall be undertaken as part of an
on-going review of the programs and offerings within the College of Arts and Sciences. 
This review will encompass both the academic guidelines as well as the administrative 
and fiscal management of this program and a report on these components shall be 
presented on a regular basis to the Dean of the College of Arts and Sciences and to 
appropriate governance bodies.  This effort at assessment shall be undertaken in an 
attempt to evaluate the effectiveness of the program in terms of the curricular offerings, 
co-curricular opportunities and events, and overall student and faculty satisfaction.  
Assessments of this nature help to promote improvement and re-calibration of our 
programs to address current needs and interests of all those involved thereby ensuring the
vitality and the success of our program and our students.  An assessment plan that 
constitutes a continuous process of evaluation (self and external) is intended to maintain 
and improve the delivery of the program as a well-integrated whole.  It is expected that 
the Office of Institutional Research will also evaluate the effectiveness of the Honors 
College in improving “the three R’s”:  recruitment, retention, and reputation.  
  
X. Final Comments
The creation of the Honors College at the University at Albany will serve to strengthen 
and consolidate the progress the relatively new College of Arts and Sciences has made.
Joining other initiatives on campus, this program will provide a key identity for the 
undergraduate program, especially for the first two years. In recruiting students to the 
University, the Honors College will offer bright and enthusiastic students those 
components that lead to student success and pride. Unique among the SUNY schools, this
College will focus on the first two years of interdisciplinary study and expand outward 
through the last two years of the undergraduate experience and offer students integrated 
academic, co-curricular, service, and research components that comprise excellence for 
both students and faculty. In a competitive environment where all schools are appealing 
to highly motivated students, the Honors College provides opportunities for an 
academically based approach to building cohorts of students who can develop, learn, and 
grow together.   By carefully structuring the curriculum around tenure-track faculty, the 
College will serve as a catalyst for the very kind of student experience that improves 
recruitment, retention, and reputation.
In planning to date Arts and Sciences has looked carefully at the several separate existing
units and programs to see where synergy is desirable, possible, and productive.   The 
Honors College will include and be enriched by other features that characterize the 
undergraduate experience at the University. We intend to continue to partner with our 
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existing departmental honors programs, the Presidential and College Scholar programs, 
Project Renaissance, the Office for International Education, foreign language 
departments, theme semesters, fine arts and athletics departments, and residential life, 
among others.  Given our attentiveness to the resource environment, we wish to be as 
inclusive as possible and to enrich, as well as to be enriched by, the work of our 
colleagues in each of these other areas. Since faculty will also have the opportunity to 
engage an ever-increasing group of aspiring students, their teaching experiences will be 
enhanced at the same time that the students’ learning experiences are. The whole will be 
greater than the sum of its parts.
There have always been constructive energies and initiatives for building the 
undergraduate program at the University.  It is time now to join and expand them.  There 
will continue to be challenges for achieving greater stature among universities in New 
York and beyond.  While the fiscal realities confronting the University suggest a careful 
analysis of costs and benefits, the Honors College reflects a plan that supplies attractive 
access points for recruitment, academic and co-curricular coherence for retention, and 
further dividends for reputation.  With integrity in purpose, as it accomplishes its many 
objectives, such an Honors College captures what serves the greater University as much 
as what serves the College of Arts and Sciences.
14
Appendix A
College of Arts and Sciences
Honors College Task Force Members
Name
Title/Department
Jeanette Altarriba
Associate Dean, CAS/Professor
Psychology
Seth Chaiken
Associate Professor/Faculty Council Chair
Computer Science
Rachel Cohon
Associate Professor
Philosophy
John Delano
Distinguished Teaching Professor
Earth & Atmospheric Sciences
Cynthia Fox
Associate Professor
Languages, Literatures, and Cultures - French
Reed Hoyt
Associate Professor/Department Chair
Music
Ron Jacobs
Associate Professor
Sociology
Eric Keenaghan
Assistant Professor
English
Amy Murrell
Assistant Professor
History
John Pipkin
Distinguished Service Professor/Department Chair
Geography & Planning
Robert Rosellini
Distinguished Teaching Professor/Task Force Chair
Psychology
Joan Wick-Pelletier
Dean/ex officio member Task Force
College of Arts and Sciences
15
Appendix B
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
160,000
165,000
170,000
175,000
180,000
185,000
190,000
NYS High School Graduate Projections
(NYS Education Department has revised their actual figures 
and revised their projection accordingly)
16
Appendix C
Expanded Rationale
The following 10 points are provided in support of the development of an Honors College
at the University at Albany. 
The University’s experience with cohort programs, programs that group students together
for living and learning opportunities, demonstrates that there are higher retention rates for
participating students.   Outcome measures for Project Renaissance, Presidential 
Scholars, and EOP/MRP all suggest that our students find attractive as recruitment 
incentives such opportunities for more intimate learning communities within the larger 
University.  This Honors College Proposal speaks specifically to those elements that have
led and continue to lead to success at the University.  The intent is to complement what is
already available for such smaller liberal arts environments.

The Honors College will build on parallel University initiatives that promote 
more intimate learning communities. 
The Honors Program will continue to build on the College’s major contributions to the 
General Education Program.  Fully 85% of students take their General Education courses 
in Arts and Sciences.  Efforts continue in concert with the UAC to assess and improve the
nature and number of offerings General Education provides our students.  Whether 
students continue in College of Arts and Sciences majors or not, the Honors College 
offers courses in rubrics not available in other units. 

The Honors College will further promote the College’s considerable investment in
delivering the University’s General Education Program.
The Honors College initiative relates to the University’s interests in improving academic 
advisement by involving more faculty members in the advisement process.  Studies have 
confirmed that the earlier and more frequent the contact with faculty, the more likely 
students feel connected to the institution and the more likely the institution is to retain 
their students.

The Honors College will improve retention by affording more faculty-student 
contact.  
New areas of interdisciplinary study continue to open up among the liberal arts 
departments, including globalization, film studies, and documentary studies.  The success
of Presidential Honors courses has established that team-taught courses with highly 
qualified faculty members comprise an attractive format of that curriculum and a feature 
worth emulating.

The Honors College will continue to open up opportunities for interdisciplinary 
study through team-taught courses. 
17
Our efforts on meeting the goals in Mission Review II can be advanced by offering an 
additional anchor to our undergraduate experience.  The University is expected to enroll 
more Group 1 students. To do so the University must proceed from where it is to a 
different level of effort.  The CAS Honors College will compete well with Honors 
programs at other SUNY units given its focus and selectivity, its dedication to 
interdisciplinary study, and the quality of its faculty. Such an initiative can also work in 
concert with the College’s University in the High School Program, currently with 11,000 
enrollments from New York high school students.  Moreover, it will provide further 
proof to Middle States that undergraduate education is getting more of the attention it 
deserves.

The Honors College will add further evidence to Mission Review II and Middle 
States of the University’s commitment to enrolling more Group 1 students. 
The competition for Group 1 students will intensify, as all SUNY units will be looking to 
increase its share of the State’s high school graduates who fit the Group 1 profile.   While
we look to our Admissions colleagues to recruit beyond the State, it is clear that most of 
our students come from New York.  From the most recent survey of the numbers of 
students graduating from high schools in New York, we see that the number will peak in 
about two years, after which the slope descends steadily (see Appendix B).  The next two 
years will be an optimum time to develop and inaugurate the Honors College in order to 
get visibility for what is already a competitive arena and for what promises to be more so 
in the years to come.  In addition, this will help the University’s enrollment management 
plan to increase the size of the undergraduate population over the next five years, an 
expansion whose success will be measured by maintaining if not improving quality 
indicators.

The Honors College will help the University compete for New York State Group 
1 students as that population peaks in two years and then declines.
The College has taken its dedication to undergraduate education very seriously and 
continues, through various task forces, councils, and committees on campus to work on 
providing coherence and integrity to the undergraduate program.   Within this framework 
the Honors College will accelerate initiatives already begun and will dovetail neatly with 
existing upper-division Honors in its majors.  Moreover, given the size and scope of its 
faculty, the envisioned involvement of its representative disciplines and faculty will 
afford students more opportunities for continuing study, research, internships, study 
abroad, and related programs (including combined professional programs with Albany 
Law, Albany Medical College, and others). 

The Honors College will dovetail with and accelerate other initiatives in the 
College, including departmental majors, new interdisciplinary majors, and 
combined degree programs. 
The Honors Program looks to design courses that are foundational to all areas of study at 
the University.  Since the four Honors courses will be designed to provide approaches to 
18
collegiate study and General Education, the courses will serve not only those students 
who go on in Arts and Sciences, but also those students who decide to major in an area 
outside of Arts and Sciences.  In fact, students will be encouraged to think broadly about 
majors available to them by the Honors faculty and will be advised to seek out specific 
areas of interest. 

The Honors College will provide four courses focused on the liberal arts and 
interdisciplinary areas that will serve well all students irrespective of major.
Appreciating the fiscal constraints facing the University for the foreseeable future and the
high premium placed on a unit’s capacity to receive new faculty hires, the College has 
studied carefully how it can best recruit faculty to maintain its graduate strengths and its 
commitment to undergraduate education.  Taking a note from the IT-hires and the cluster-
hires in Life Sciences, the College will continue to work with its Chairs to create position
descriptions that speak to its multiple goals: strong graduate programs and rigorous 
undergraduate teaching.   The Honors College will provide an opportunity to increase 
faculty ranks with the intention of serving multiple educational missions.

The Honors College will help to focus searches for new hires by creating position 
descriptions that speak to the College’s multiple goals of rigorous undergraduate 
teaching and strong graduate programs.
The excitement and stimulation that a new initiative like the Honors College elicits will 
help faculty morale at a time when optimism is in short supply.  The chance for full-time 
faculty to teach highly motivated students in an interdisciplinary, collegial environment is
refreshing and duplicates the experience of those faculty who enjoy teaching the 
Presidential Scholars courses.  With the advantages and flexibilities that a large unit has, 
the College can work with its Chairs and faculty to provide opportunities for faculty from
almost every discipline to step out of the traditional setting and to partake of a different 
kind of challenge.   As such, the Honors College presents a form of faculty development 
that yields dividends both in the Honors classes and beyond.  Recruitment of faculty for 
such an assignment will be less cumbersome.

The Honors College will promote morale by allowing more faculty to teach 
highly motivated students in an interdisciplinary, collegial environment.
These factors have helped to refine and shape the original recommendation from 2003.   
In addition to these elements, the SUNY System itself is turning its attention to the 
development and provision of more honors experiences throughout the system.  It is our 
studied conclusion that the timing of the current proposal could not be more 
advantageous.
19
Appendix D
Distribution of Student Groups
SUNY Admissions Selectivity Matrix
1600
1400
SAT
1200
Group 1
Group 2
1000
Group 3
Group 4
800
Group 5
600
up to 60
70
80
90
100
High School GPA 
Cutoffs
Group 1
85/1300
95/1100
Group 2
80/1200
90/1000
Group 3
75/1100
85/900
Group 4
70/1000
80/800
20
Appendix E
CAS Honors College Pilot Project:  Description
Objective
In the summer of 2003, a select group of 50 incoming freshman students (25 males and 
25 females designated as Group 1 students) were invited to participate in a Pilot Project 
of the College of Arts and Sciences designed to explore the ways in which an Honors 
College might be designed and implemented at the University at Albany campus.  The 
objective was to pose several course and co-curricular options for students and to assess 
the degree to which these activities provided a level of student satisfaction for students on
our campus. In addition, these students were surveyed throughout their participation in 
this Pilot Project with regards to their experiences and perceptions as students within our 
University.  These 50 students were invited to participate in a number of activities 
throughout their first 2 years of their undergraduate experience.  
Activities
During the Fall 2003 semester, students were provided with reserved seating in a set of 
courses.  These courses included CAS 125 Diverse Voices in Literature and Art, CAS 
131 Diversity and Equity in America, and CLC 110L Classical Roots:  Great Ideas of 
Greece and Rome.  The idea was that students would be able to take these courses 
together thus forming a closely-knit cohort.  In addition, to these registration privileges, 
students participated in a Welcome Reception where they met members of the College 
of Arts and Sciences administration and faculty and became acquainted with each other.  
Students were introduced to the idea of an Honors College, and it was announced that 
they would be invited to participate in a number of events throughout the academic year.  
In turn, they would be asked to contribute their ideas, thoughts, and suggestions regarding
the formation of an Honors College.  The Associate Dean for Academic Affairs in the 
College of Arts and Sciences, Dr. Jeanette Altarriba, also communicated with them on a 
regular basis informing them of events occurring within CAS and the University as a 
whole.
Students also participated in Movie Night during which time the film “A Beautiful 
Mind” was shown followed by commentary by one of our faculty members in the area of 
Clinical Psychology, Dr. Drew Anderson.  Also, various Open Houses were conducted 
to introduce these students to the different departmental honors programs housed within 
the College of Arts and Sciences.  Faculty members and departmental representatives 
were on hand to discuss the eligibility requirements of their respective programs and the 
merits of participating in them.  Activities such as these can serve as an impetus for 
students to remain at the University at Albany and aspire to graduate with an honors 
designation within one of our academic majors.  Towards the end of the semester, 
students received complimentary passes to view “Noises Off”—an on-campus theater 
production at the University at Albany, Performing Arts Center.
Throughout the Spring 2004 and Fall 2005 semesters, students were also provided with 
registration privileges for courses such as AAS 286 African Civilizations, ARH 170L 
Survey of Art in the Western World I, ABIO 212 Introductory Genetics, and AENG 354
21
Comparative Study of Authors.  In addition, students were invited to view other live 
performances and to participate in various focus group discussions with members of the 
Dean’s Office, College of Arts and Sciences.  A few select students were later profiled 
within the College of Arts and Sciences newsletter, “CAS Today.”
Outcomes
Clearly, students who engaged in this CAS Honors Pilot Project were pleased to be part 
of the process of building a future Honors College and felt that their opinions and ideas 
were acknowledged and highly valued.  Many saw this experience as a positive one and 
continue to interact with each other as a result of their interactions within this project.
The following conclusions were drawn as a function of observing student participation in 
the events noted above and engaging students in focus groups discussions:

Discrete, quiet housing was seen as desirable.

Courses that promote cohesion were preferred—more honors courses, the desire 
for additional common courses, and effective Teaching Assistants were all noted 
as strong preferences.

Registration privileges were greatly appreciated.

Although these students viewed smaller class sizes as positive, the quality of the 
instructor was seen as the single most important factor contributing to a positive 
classroom/learning experience.

Students were interested in having more courses that “make you think in different 
ways,” and courses that seemed to make connections across various disciplines 
and topics.

Students were not pleased with the seemingly large number of general education 
requirements that exist at the University at Albany.

Students recommended that any additional foreign language requirements in the 
proposed Honors College and should be posed as optional rather than as 
mandatory due to the many requirements needed for their major and minor 
concentrations.

All students viewed Service and co-curricular activities as important.

Students stressed the importance of advisors and mentors in choosing courses and 
preparing for future careers.
22
Appendix F
Previous Theme Semesters
Title
 
               
 
           
 
           
 
 Semester
 
      
  
Shakespeare 
Spring 1998
Irish
Spring 1999
Albany Heritage
Fall 2002
 
Humanitech
Spring 2003
Writing Semester
Spring 2004
23
Appendix G
Honors College Budget
Item
Estimate
PSR(12 month positions)
Associate Dean(Director) 
$25,000-80,000*
Staff Assistant
$35,000-50,000*
Subtotal
$60,000-130,000
TS/OTPS
Recruitment
 $15,000
Supplies
$5,000
Courses
$40,000-70,000**
Program Support
$20,000-30,000
Subtotal
$80,000-120,000
Total  
140,000-250,000
*Cost of each position depends on model of staffing used.
**Cost depends on models of courses given, availability of full-time 
faculty, and necessity for replacement instruction.  Estimate does not 
include hiring of new faculty, which we assume will be on-going and 
accelerated during the next five years. As net faculty hires increase, costs
of delivering courses will decrease.
Note: The above budget does not reflect start-up costs associated with 
the provision of lounge or study space and facilities for Honors students 
envisioned in Section VII.
24

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